The use of eIDV for compliance purposes
Over recent years, regulators of financial services have issued guidelines about ways to verify
Over recent years, regulators of financial services have issued guidelines about ways to verify
Financial service workplaces are bound to shift to more remote working in the long run. This brings
Laven Partners, the British regulatory software vendor and compliance consultancy, has bought the
The UK's Financial Conduct Authority is consulting interested parties about changing its listing
On 28 April, the UK's Financial Conduct Authority published consultative paper 21/9 in which it
The UK financial regulator is to put the phenomenon of “crowdfunding” under the spotlight,
Tom Hayes, a former UBS and Citigroup trader, allegedly conspired with 22 others to manipulate
Alison Moran, the compliance officer at Catalyst, has been fined £20,000 for her part in the
Alison Moran, the compliance officer at Catalyst, has been fined £20,000 for her part in the
Two firms are facing action from the Financial Conduct Authority after a review by the regulator